Institutional customers

Institutions customers have two options to open securities trading account at Pinetree:

Option 1: Directly come to Pinetree’s headquarter counter.

Option 2: Prepared the necessary document and express delivery to Pinetree headquarter address.

The dossier include:

For customers are domestic institutions:

• Contract for opening securities trading account (2 copies);
• Notarized copy of enterprise registration certificate (*) and papers showing information of legal representative;
• Notarized copy of identification papers of legal representative;
• Notarized copy company charter;
• FATCA (if any).

For customers are foreign institutions:

Foreign customers must open an indirect investment capital account (IICA) at a depository bank and register trading code with VSD to execute securities trading.

• Contract for opening securities trading account (2 copies)
• Notarized copy of the establishment and operation license or certificate for business registration or equivalent document issued by a competent foreign authority confirming the completion of the business registration (*);
• Notarized copy of identification papers of legal representative and related persons (1 copy);
• Notarized copy of company charter;
• A copy of securities trading code certificate;
• FATCA (if any).

(*): For foreign organizations of specific types (funds,securities company …): please contact Pinetree for further instructions

NOTEs

• Documents are valid if being notarized, certified within 6 months before the submission date to Pinetree;
• Except for documents in English or English translation version which have been notarized, authenticated in accordance with foreign law, documents in other foreign languages must be translated into Vietnamese by translation organization operating lawfully in Vietnam.