1. General regulations

• Trading objects: Private corporate bonds which are centrally registered for depository at VSD and traded through the HNX Exchange;
• Buying objects: Professional Securities Investors  and the Confirmation Form of the investor before buying bonds;
• Selling objects: Securities investors.

Trading rules:

• Trading unit: 01 bond
• Minimum trading volume: 01 bond
• Price unit: 01 VNĐ
• Trading method: Negotiation

Payment:

• Immediate payment: Cash/Private bond payment is made immediately after the buyer and seller confirm the order.
• End-of-Day payment: Payment is made after trading time of the day.

Edit/Cancel order:

• Unconfirmed order: allowed to edit/cancel
• Confirmed order: not allowed to edit/cancel

Trading time:

• Morning Session: 9:00-11:30
• Afternoon Session: 13:00-14:45
• From Monday to Friday every week, except public holidays.

2. Private Corporate Bond Trading Process at Pinetree

Step 1: Customers open a securities trading account and register for private corporate bond trading at Pinetree.

The order can be placed 01 days after completing the registration.

Step 2: Trading Margin Deposit

When placing an order to buy private bonds, customers must deposit 100% of the transaction amount.

When placing an order to sell private bonds, customers must have a sufficient amount of private bonds for the order.

Step 3: Place an Order

In-person transactions: Customers fill in the information and sign the “Negotiated Transaction Report Order” form.

Transactions via the call center: Customers contact the call center, provide their Telpin password, and request to place an order.

Step 4: Pinetree Reception

Pinetree reviews the information and documents to execute the order. The system will notify the transaction results, or customers can check on the online platforms provided by Pinetree from time to time.

Note:

1. In case Customers do not have an account at Pinetree, please check the instructions here.

2. In case Customers want to be verified their Professional Investor Status, please check the instructions here.