Odd Lot Trading - Pinetree Securities

Odd Lot Trading

Deposit stock

Odd Lot Trading

1. For the HNX and Upcom exchanges

  • Order placement method: Buy and sell transactions on the exchange. Customers place sell orders for odd lots on the Alpha Trading app or Web Trading.
  • Settlement time: Odd-lot transactions, once matched, are also settled and cleared like normal transactions.

2. For the HOSE exchange

  1. Order placement method: Buy and sell transactions on the exchange. Customers place sell orders for odd lots on the Alpha – Trading app or Web Trading.
  2. General trading regulations:
FeaturesDetail
Applicable securitiesStocks, closed-end fund certificates, ETF certificates, and warrants
Trading volumeFrom 01 to 99 securities
Trading methodContinuous matching transactions and negotiated transactions
Trading Time– Continuous matching transactions: 9:15 – 11:30 and 13:00 – 14:30
– Negotiated transactions: 9:15 – 11:30 and 13:00 – 15:00
Applicable order typeLimit Order (LO)
Price step
Price quotation unit
Price fluctuation range
Settlement time
Order modification and cancellation
Regulations are similar to round-lot trading
Others1. Odd-lot transactions for newly listed stocks, fund certificates, and covered warrants, or those resuming trading after being suspended or halted for 25 consecutive trading days or more, cannot be entered into the trading system until a closing price is established.

2. Odd-lot securities orders can only be matched with other odd-lot orders and cannot be matched with round-lot securities orders.

To view the odd-lot price board on HOSE, please log in, select Price Board and then choose Odd Lot (HSX) as shown in the image below:

Image 35

To place an odd-lot order, please follow these steps:

Step 1: Select the yellow “Place Order” button located at the bottom left corner of the screen.

Step 2: Enter the order information, including order type (Buy/Sell), symbol, order price, and volume (odd lot volume from 1-99).

Step 3: Click the green “Order” button, then confirm the order.

Image 37
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